brokerage firms

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BATS Exchange has been an almost stealth success in the world of trading stocks.  In about four years it now claims to have about 10% of the US equity trading market share and about 8% of the FTSE...
Financial stocks were already looking mixed at best early this morning with the largest offering in capital markets history pricing last night for a trade today.  But Meredith Whitney, of her own...
Charles Schwab Corp.(NASDAQ: SCHW) is acting as a drag on the online brokerage firms today.  Schwab warned that its fourth quarter results would come in weak due to lower trading volumes and due to...
It seems that the long quest of the Chicago Board Options Exchange is going to end up in an IPO.  The demutualization process has been an ongoing one and a filing from the company today confirmed...
SunTrust Banks, Inc. (NYSE: STI) is getting hit this morning, although perhaps not as harshly as the call might sound.  Meredith Whitney put on her banker Scrooge hat and issued a SELL rating on the...
TD AMERITRADE Holding Corporation (NASDAQ: AMTD) has just filed an automatic shelf registration statement with the SEC today, which many rumor mongers may jump on and point to the notion that this...
Verisk Analytics, Inc. (NASDAQ: VRSK) is seeing some very cautious or at least unexciting analyst initiations now that its quiet period has ended.  This post-IPO has at least held its value, which...
Much of today’s weakness in the equity markets is not just due to a stronger dollar or an equity market that still may be ahead of itself.  A strategist call from Goldman Sachs Group (NYSE: GS)...
Autodesk Inc. (NASDAQ: ADSK) rallied over 5% to a yearly high of $27.26 after the company’s shares were upgraded to “buy” by Kaufman Brothers LP, who set their 12 month price target at $30....
Calling for more and more gains after what we have seen in the troubled financial sector is a tough call on the surface.  Yet, that is what Rochdale’s Dick Bove is calling for, again.  He gave a...
Goldman Sachs Group Inc. (NYSE: GS), Citigroup, Inc. (NYSE: C), and The Charles Schwab Corporation (NASDAQ: SCHW) have all reported earnings.  All came in above or in-line with estimates and there...
This week is the week we have 6 DJIA components reporting earnings as the first real week of earnings season, but the big financial stocks reporting will set the tone for how the rest of the...
Goldman Sachs Group Inc. (NYSE: GS) is on deck for earnings this week.  Its earnings news may have just been derailed by a key influential analyst call.  Meredith Whitney, now with Meredith Whitney...
If you can’t take the heat, get out of the kitchen.  That is what Citigroup, Inc. (NYSE: C) has done over its Phibro commodities trading unit.  Occidental Petroleum Corporation (NYSE: OXY) has...
There have been many ways which companies exit bankruptcy court.  Historically, many companies have used tax loss carryforward strategies as well.  But selling a claim against assets for recovery...