Corporate Governance
Corporate Governance Articles
The SEC has charged three Chinese traders with fraudulently trading on hacked, nonpublic, market-moving information stolen from two prominent New York-based law firms.
Published:
Last Updated:
The SEC has announced that Teva Pharmaceutical Industries has agreed to pay over $519 million to settle charges that it violated the Foreign Corrupt Practices Act by paying bribes to foreign...
Published:
Last Updated:
Hedge fund Alden Global Capital has quietly put together a stake of about 25% in Fred's, according to a report last week at The Wall Street Journal.
Published:
Last Updated:
As the year draws to a close, Caterpillar investors are seeing some changes in the company’s executive ranks, following the previous announcement that Jim Umpleby will become Caterpillar's CEO.
Published:
Last Updated:
The SEC has charged two men behind a phony day-trading firm with pocketing more than $1 million in deposits from hundreds of defrauded investors worldwide.
Published:
Last Updated:
The U.S. Securities and Exchange Commission (SEC) recently announced that a Brazilian-based petrochemical manufacturer whose stock trades in the U.S. markets has agreed to settle charges that it...
Published:
Last Updated:
The SEC has announced that Morgan Stanley has agreed to pay more than $7 million to settle charges it used trades involving customer cash to lower the firm’s borrowing costs in violation of the...
Published:
Last Updated:
The SEC has announced that an Oklahoma-based oil-and-gas company has agreed to settle charges that it used illegal separation agreements and retaliated against a whistleblower.
Published:
Last Updated:
An Oracle employee, George Polisner, has resigned in protest and initiated a petition seeking signatures from other Oracle employees objecting to CEO Catz's and Oracle's support for the Trump...
Published:
Last Updated:
The U.S. Securities and Exchange Commission (SEC) recently announced that a technology company has agreed to pay a penalty of $180,000 to settle charges involving its severance agreements that...
Published:
Last Updated:
IBM CEO Rometty's letter to President-elect Trump congratulating him and offering six agenda items for the incoming administration has spawned a petition campaign among IBM employees who were...
Published:
Last Updated:
The SEC has charged the founder of Platinum Partners and two of its flagship hedge fund advisory firms with conducting a fraudulent scheme to inflate asset values.
Published:
Last Updated:
The U.S. Securities and Exchange Commission (SEC) recently announced that it has settled cease-and-desist proceedings against the CEO of a Utah-based broker-dealer and two registered persons...
Published:
Last Updated:
The SEC has barred several market participants from the penny stock industry for their roles in various sham initial public offerings of microcap stocks that defrauded investors.
Published:
Last Updated:
The SEC has announced that Deutsche Bank agreed to settle charges in regards that it misled clients about the performance of a core feature of its automated order router that primarily sent client...
Published:
Last Updated:
Our expert who first called NVIDIA in 2009 is predicting 2025 will see a historic AI breakthrough.
You can follow him investing $500,000 of his own money on our top AI stocks for free.