Corporate Governance
Corporate Governance Articles
The SEC has announced that in its fiscal year 2016 the agency filed 868 enforcement actions, a new single year high for such actions.
Published:
Last Updated:
The U. S. Securities and Exchange Commission (SEC) recently announced that Credit Suisse Group A.G. (NYSE: CS) has agreed to pay a $90 million penalty and admit wrongdoing to settle charges that it...
Published:
Last Updated:
It is no secret at all that major U.S. companies keep billions of dollars locked up overseas. What is debated often is how much this money should be taxed, or if it should be taxed, here in the...
Published:
Last Updated:
Wells Fargo has lost $25 billion in market cap in six days. Where does the bank go from here?
Published:
Last Updated:
The SEC has announced that Och-Ziff Capital Management has agreed to pay nearly $200 million to settle civil charges of violating the Foreign Corrupt Practices Act.
Published:
Last Updated:
The SEC has charged the former senior director of regulatory affairs for Puma Biotechnology with insider trading ahead of the company’s news announcements about its drug to treat breast cancer.
Published:
Last Updated:
International Game Technology has agreed to pay a half-million dollar penalty for firing an employee because he reported to the SEC that the company's financial statements might be distorted.
Published:
Last Updated:
The SEC just announced that UBS Financial Services has agreed to pay over $15 million to settle charges regarding a failure to adequately educate and train its sales force.
Published:
Last Updated:
The SEC has announced that Anheuser-Busch InBev has agreed to pay $6 million to settle charges that it violated the Foreign Corrupt Practices Act and chilled a whistleblower who reported the...
Published:
Last Updated:
The SEC has charged a former microcap company CEO and a boiler-room operator with defrauding seniors and others.
Published:
Last Updated:
Williams Companies on Monday announced the appointments of two new members to the company's board of directors. That ends the threat of a proxy fight at the coming annual stockholders' meeting.
Published:
Last Updated:
Shares of Endo International saw a handy gain in Friday’s session after the company named its new president and chief executive officer.
Published:
Last Updated:
The SEC has announced insider trading charges against hedge fund manager Leon G. Cooperman and his firm Omega Advisors.
Published:
Last Updated:
Everyone seems to overlook the past ties between Warren Buffett and JPMorgan. Now those ties just became even deeper.
Published:
Last Updated:
Wells Fargo shares have fallen so much from when the fraud was disclosed, which cost 5,200 employees their jobs and the bank suffered $185 million in fines, that $10 billion has been cut off the...
Published:
Last Updated:
Our expert who first called NVIDIA in 2009 is predicting 2025 will see a historic AI breakthrough.
You can follow him investing $500,000 of his own money on our top AI stocks for free.