IPOs and Secondaries

IPOs and Secondaries Articles

A company called Alimera Sciences, Inc. has filed for an initial public offering to sell up to $75 million as the nominal securities amount.  The company noted that all shares will be sold by the...
A company called Energy Recovery, Inc. is set to come public via an initial public offering this week. If pricing does not occur tonight or in the wee hours of Wednesday morning then the offering...
BCD Semiconductor Manufacturing Limited has filed with the SEC to formally withdraw its prior registration statement.  In short, the company has determined not to proceed with its planned initial...
Hicks Acquisition Company I, Inc. (AMEX: TOH) has reached an agreement in principle to go from SPAC to operational.  The deal and terms are subject to execution of a definitive agreement, although...
This week could be called "official bear market territory" with some traders, but IPO traders might call this one the "IPO Withdraw Week."  As you will see below, we had three IPO filings get...
Navios Maritime Acquisition Corporation (NYSE: NNA.U) has priced its IPO of 22,000,000 units at a price of $10.00 per unit for aggregate gross proceeds of $220,000,000.  Each unit represents one...
Sequenom, Inc. (NASDAQ: SQNM) has priced its public secondary offering of 5,500,000 shares of common stock at a price of $15.50 per share, and underwriters have a 30-day option to purchase up to an...
StemCells Inc. (NASDAQ: STEM) has filed a mixed securities shelf registration that will allow the company to raise up to $100 million in securities sales via any combination of stock, debt, preferred...
Evergreen Solar, Inc. (NASDAQ: ESLR) came out after the close of trading today with the announcement that it filed a shelf registration statement to sell $300 million in senior convertible notes due...
Gushan Environmental Energy Limited (NYSE: GU) has filed to sell up to $100 million in ordinary shares, which it notes as having a HK$0.0001 par value (HONG KONG).  This notes that selling...
Advanced Micro Devices, Inc. (NYSE: AMD) is far from having its woes behind it.  Shares have slid from over $7.80 just two days ago down to $7.25 shortly after the open today.  There is speculation...
Galiot Capital Corporation has filed with the SEC for its 16,666,666 shares of common stock in an IPO at $15.00 per share.  The company will trade on the New York Stock Exchange under the symbol...
Leap Wireless International Inc. (NASDAQ: LEAP) has a proposed $400 million offering of senior notes broken up int two groups of $200 million each this morning.  Both tranches are unregistered as...
Today’s IPO activity resembles on of two things: 1) summer isn’t a good time to come pblic, or 2) teh IPO just stinks right now.  We had two separate IPO’s come to market in highly...
Navios Maritime Acquisition Corporation  is a special purpose acquisition company, or SPAC/Blank Check company, that has filed to come public via an IPO.  It has filed to sell some 22,000,000...