U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission Articles
SEC filings often have unique filings of corporate actions or actions against companies by their shareholders. Sometimes they are nothing short of very odd. An obscure filing is one called the...
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Lithium-ion battery maker A123 Systems Inc. (NASDAQ: AONE) has notified the US Securities and Exchange Commission that “there is substantial doubt on the Company’s ability to continue as a going...
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Bernie Madoff is alive in prison, but his extreme Ponzi scheme living has led to more and charges brought against other Ponzi schemes. Now comes news that the Securities and Exchange Commission...
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AuthorDendreon Corporation (NASDAQ: DNDN) is in trouble. That is what the performance is telling investors. The maker of Provenge as a late-stage prostate cancer treatment has three issues...
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Chesapeake Energy Corporation (NYSE: CHK) has confirmed what many investors probably should have been expecting in relation to the recent CEO double-dip dealing of Aubrey McClendon. Chesapeake...
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The object of what is touted as the largest IPO of the year, Facebook Inc. (FB) filed an amended Form S-1 with the US Securities and Exchange Commission today, incorporating the company’s first...
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Bernie Madoff was the ultimate scum if you consider the size, time period and numbers of clients that his Ponzi scheme damaged. It was billions of dollars lost. There may be a new scum bag in the...
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GS.COMGoldman Sachs Group Inc. (NYSE: GS) just seems as though it cannot get out from under the negative spotlight. The Securities and Exchange Commission charged that the brokerage and trading...
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The Securities and Exchange Commission has announced that it has charged AutoChina International Limited (OTC: AUTCF) AND 11 INVESTORS with conducting a market manipulation scheme. The charges...
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The Securities and Exchange Commission is highlighting something which may be a concern for the popular mutual fund themes called Target Date Retirement Funds. For the billions and billions of...
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The Securities and Exchange Commission has announced that its senior staff met last week with counterparts at the Ontario Securities Commission. The move aims to discuss ways to further strengthen...
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Oil & gas construction firm Willbros Group Inc. (NYSE: WG) announced preliminary results for the company’s fourth quarter and full fiscal year, at the same time that it said that it would be...
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Swisher Hygiene Inc. (NASDAQ: SWSH) is having a bad day and it has to have shareholders more than just a bit worried. The company has said that it will file a Notification of Late Filing with the...
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Inergy Midstream L.P. has indicated its IPO price range as being $19-$21/common unit and will offer 16 million units when the company goes public. It will trade on the NYSE under the symbol...
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