U.S. Securities and Exchange Commission

U.S. Securities and Exchange Commission Articles

From 13D Tracker Essential Tips for Investing (Sponsored) A financial advisor can help you understand the advantages and disadvantages of investment properties. Finding a qualified financial advisor...
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In a 13D filing on Youbet.com Inc. (Nasdaq: UBET), 9.3% holder New World Opportunity Partners disclosed they changed their filing status from 13G (passive) to 13D, saying they have engaged in...
From 13D Tracker In a 13D filing after the close on Genesis Healthcare Corp. (Nasdaq: GHCI), Noonday Asset Management disclosed a 10% stake (1.94 million shares) in the company. The firm does not...
From 13D Trcker In a 13D filing after the close on Gaiam Inc. (Nasdaq: GAIA), 22.2% holder Prentice Capital Management disclosed they changed their filing status from 13G to 13D as a result of a...
From 13D Tracker CKE Restaurants, Inc. (NYSE: CKR) entered into a Stock Purchase Agreement with Pirate Capital, LLC, to repurchase 4,073,239 shares of the Company’s common stock, or approximately...
From 13D Investor In an amended 13D filing after the close Friday on Brinks Co. (NYSE: BCO), 8.3% holder MMI Investments submitted a presentation recommending that the company consider a tax-free...
From 13D Investor In an amended 13D filing after the close Friday on Unum Group (NYSE: UNM), Relational Investors disclosed a 7.49% stake (25.7 million shares) in the company. This is up from the...
From 13D Tracker In an amended 13D filing on La-Z-Boy Inc. (NYSE: LZB), MLF Investments disclosed a 7% stake (3.6 million shares) in the company. This is up from the 5.9% stake the firm disclosed in...
From 13D Tracker In a 13D filing after the close on eSpeed Inc. (Nasdaq: ESPD), WC Capital disclosed a 6.4% stake (1.92 million shares) in the company. The firm also disclosed a letter send to ESPD...
From 13D Tracker In an amended 13D filing on Cornell Companies (NYSE: CRN), Pirate Capital disclosed an 8.9% stake (1.25 million shares) in the company. This is down from the 16.5% stake (2.32...
From 13D Tracker In an amended 13D filing on Electro Scientific Industries Inc. (Nasdaq: ESIO), 11.7% holder Nierenberg Investment Management said it is losing patience with ESIO as its share price...
From 13D Tracker In an amended 13D filing on ASM International NV (Nasdaq: ASMI), 8.9% holder Fursa Alternative Strategies disclosed it is seeking clearance to purchase additional shares of the...
Dell (DELL) announced the delay of its 10-K (Annual Report) for the year-ended FEB 2, 2007 beyond the April 3, 2007 date because the ongoing investigation has not been completed. DELL shares were...
From 13D Tracker In an amended 13D filing on ASM International NV (Nasdaq: ASMI), 8.9% holder Fursa Alternative Strategies disclosed it is seeking clearance to purchase additional shares of the...