U.S. Securities and Exchange Commission

U.S. Securities and Exchange Commission Articles

From 13D Tracker In an amended 13D filing on Ligand Pharmaceuticals (Nasdaq: LGND), Daniel Loeb’s ThirdPoint LLC disclosed a 2.01% stake (2.03 million shares) in the company. Loeb held 7.725...
From 13D Tracker In an amended 13D filing after the close on ProQuest Company (NYSE: PQE), Shamrock Activist Value Fund disclosed a 7.95% stake (2.37M shares). This is up from the 6.67% stake (1.99M...
From 13D Tracker In a 13D filing on Bisys Group (NYSE: BSG), Okumus Capital disclosed a 10.4% stake (12.6M shares) in the company. The firm disclosed a letter to the Board of Directors of the company...
From 13D Tracker In an amended 13D filing after the close Friday on Sonic Innovations Inc. (Nasdaq: SNCI), BlueLine Capital disclosed a 4.6% stake (1.2 million shares) in the company. This is down...
From 13D Tracker In an amended 13D filing on EDGAR Online Inc. (Nasdaq: EDGR), 8.52% holder Regan Partners said it has determined not to proceed with a proxy fight to nominate new directors in light...
From 13D Tracker In a 13D filing on Midwest Air Group Inc. (AMEX: MEH), Octavian Management, LLC disclosed a 5% stake (1.2 million shares). The firm also letter to management of the company relating...
From 13DTracker Large eSpeed, Inc. (Nasdaq: ESPD) holder, Chapman Capital LLC, demanded that the company’s Board of Directors retain an independent auditor, distinct from eSpeed/BGC Partners/Cantor...
From 13D Tracker Chapman Capital, a 9.3% holder of Embarcadero Technologies Inc. (Nasdaq: EMBT), demanded that Mr. Gary E Haroian immediately resign from the company’s board of directors. Robert...
From 13D Tracker In an amended 13D filing on PDL BioPharma Inc. (Nasdaq: PDLI), Dan Loeb’s Third Point LLC disclosed an 8.8% stake (10.1 million shares) in the company. This is up from the 7.5%...
From 13D Tracker In a 13D filing after the close on Websense Inc. (Nasdaq: WBSN), Blum Capital disclosed a 6.6% stake (2.95 million shares) in the company. The firm did not show a stake in Websense...
From 13D Tracker Sandell Asset Management announced this morning that it notified InfoSpace, Inc. (Nasdaq: INSP) of its intention to nominate three highly qualified independent candidates for...
The New York Post has an article from this morning out saying that Jim Cramer may have revealed too much about stock manipulation when short selling stocks from his days at a hedge fund.  This is...
From 13D Tracker According to the Barron’s Tech Trader Blog, in her upgrade of BEA Systems (Nasdaq: BEAS) to Buy today, UBS analyst Heather Bellini said the company, "could be ripe for shareholders...
From 13D Tracker In an amended 13D filing on Manatron Inc. (Nasdaq: MANA), Constellation Software disclosed a raised offer for the company from $9 to $10. The firm said the proposal was rejected by...
In a 13D filing on Lancaster Colony Corp. (Nasdaq: LANC), Barington Capital and related parties disclosed a 5.2% stake in the company. The firm also said the company should implement a number of...