U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission Articles
From 13D Tracker In a 13D filing on TLC Vision Corporation (Nasdaq: TLCV), Glenhill Advisors discloses a 13.9% stake (9.6 million shares) and disclosed a letter to the Chairman of the Board of...
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In a 13D filing on Hypercom Corporation (NYSE: HYC), RLR Capital Partners disclosed a 5.1% stake (2.7 million shares) in the company. This is up from the 539K share stake the firm disclosed for the...
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From 13D Tracker In an amended 13D filing on Griffon Corporation (NYSE: GFF), 5.24% holder Barington Capital disclosed a letter sent to the company’s Chairman and CEO Harvey R. Blau outlining a...
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From 13D Tracker In an amended 13D filing on Lenox Group Inc. (NYSE: LNX), Clinton Group showed they bumped their stake in the company to 10.9% from 9.6%. The firm also disclosed a letter to the...
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Take-Two Interactive (TTWO) is seeing a strange issue today because of a Schedule 13D filing with the SEC on behalf of shareholders. A group of shareholders have banded together and are going to...
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UnitedHealth (UNH-NYSE) has finally become current in its SEC Filings as of this morning, but this shouldn’t be that big of a surprise. The company did go back and restate earnings over stock...
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By William Trent, CFA of Stock Market Beat’ NVR, Inc. is a member of our Small Cap Watch List, Mid Cap Watch List and Large Cap Watch List. We reviewed its recently issued 10K and have outlined our...
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The New York Stock Exchange (NYX-NYSE) is being looked at by the SEC over its trading glitch and whether or not the switch to an all-electronic trading platform was partially responsible for the 200+...
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Usually when a 10-K (Annual Report) filing comes out, the first thing traders peer at is the ‘Legal Proceedings’ section and the ‘Auditor notes’. Particularly of note, they look for phrases...
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Jim Cramer has stated on today’s Wall Street Confidential on TheStreet.com that regulators won’t block the XM (XMSR) & Sirius (SIRI) merger, plus EMI/WMG, plus an assault on Trump. Warner...
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As if the options back-dating scandal, which involves over 100 companies, was not enough, there is an emerging investigation into the use of inside information at America’s top investment banks....
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By William Trent, CFA of Stock Market Beat We noted recently that Small Cap Watch List and Mid Cap Watch List member Tempur-Pedic (TPX) is on a tear lately. Of course, with that kind of performance...
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Krispy Kreme Doughnuts, Inc. (KKD-NYSE) announced today that it has finally become current in its SEC Filings: Form 10-Q for Q1 2004 and Q3 2005 fiscal year; filing follows the filings of the...
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Stock Tickers: WDC, STX, AMGN, DELL, EOP, F, NOK, QCOM, GPS, FCBP, SUNW, NOVL, COMS, GTW, We have compiled a list of our TOP ISSUES for the week. These aren’t necessarily the top issues in the...
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Monotype Imaging Solutions has filed to come public via an IPO under the NASDAQ ticker "TYPE." Monotype has filed to sell up to $135 million in shares of common stock with Banc of America as the...
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